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About Me

Decades Of Experience At Your Fingertips

Decades Of Experience At Your Fingertips

With over 34 years in the business, I built my practice on accommodating my clients schedules and needs. I perform the research needed to bring quality advice and ideas to your attention, so that you can feel more confident about your financial future and still enjoy your life today. My office is located in Norwalk, Connecticut, and I specialize in working with indices like the SPY, QQQ's, and individual securities.

I firmly believe that tax-free or deferred investing is the preferred option for my clients. To ensure that my clients receive the best possible advice, I research current market activity, whether an individual asset or large market opportunities. I consistently outreach to all my clients, informing them of relevant opportunities as they arise, so they can make the most of them.

I offer “plain English” explanations of investment opportunities to ensure that my clients understand the opportunity set before them. I provide active expertise to my clients and tactical decision making to help them make informed decisions about their investments


QQQ:  Invesco QQQ Trust, an ETF that trades on the Nasdaq exchange. This security offers broad exposure to the tech sector by tracking the Nasdaq 100 Index, which consists of the 100 largest and most actively traded non-financial stocks on the Nasdaq. 

SPY: An exchange-traded fund that owns all the stocks in the S&P's 500 index. 


Investors cannot invest directly in indexes. The performance of any index is not indicative of the performance of any investment and does not take into account the effects of inflation and the fees and expenses associated with investing.

My approach to financial advising is simple: I am always approachable and knowledgeable on the markets, and I want nothing more than for my clients to achieve their financial goals. I believe that clear communication, personalized advice, and proactive outreach are essential to building long-term relationships with my clients.

I hope you'll browse the various resources available on on my website, and I welcome the opportunity to meet and discuss your unique financial circumstances.

William Ward

William D Ward

Investment Advisor Representative


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